Unit 1 - Overview of the Capital Markets
Unit 2 - Regulatory Framework
Unit 3 - Compliance for Exempt Market Dealers
Unit 4 - Dealing with Clients
Unit 5 - The Private Placement Process
Unit 6 - The Structures of Issuers
Unit 7 - Real Estate and Mortgage Investments
Unit 8 - Flow-Through Shares
Unit 9 - The Mining Industry
Unit 10 - The Oil and Gas Industry
Unit 11 - Hedge Funds
Unit 12 - Know your Client & Suitability
